Documents & Forms

The following forms and documents are available on-line for your convenience. You must have Adobe Acrobat Reader to view the information. Please note that the form cannot be filled out on line. You should print the form then follow the instructions on the form.

Applications and Forms for Non-Retirement Accounts

New Account Application

Download this application to open a NEW non-retirement account.

New Account Application - Institutional Class "I" and "Y"

Download this application to open a NEW account for class "I" ONLY.

New Account Application - Institutional Class "Z"

Download this application to open a NEW account for class "Z" ONLY.

Transfer on Death Form

Download this form to change the registration on a non-retirement account to reflect a transfer on death (TOD) designation.

Letter of Intent (LOI) / Right of Accumulation Form

Download this form ONLY if you are planning on making a series of purchases of class A shares of $25,000 or more over a 13-month period for a reduced sales charge.

Forms to Add or Change Information & Services on Existing Accounts

Sales Charge Waiver

This form is to be used by those eligible to claim a waiver to the initial sales charge or the contingent deferred sales charge as explained in The Alger Funds prospectus.

Change of Ownership Form

Download this form and the New Account Application to change the legal registration for an existing account.

Beneficial Owner(s) Certification

Download this form to verify beneficial ownership.

Account Privileges Change Form

Download this form to add options to an existing account.

Power of Attorney

Download this form to appoint a Power of Attorney to an existing account.

Cost Basis Election Form

Use this form to elect a cost basis reporting method for your taxable Alger account.

Dealer Change Request Form

This form is used to authorize the Alger Funds to change the financial intermediary designated on your Alger Fund account.

Applications and Forms for Traditional, Roth, SEP IRAs and Coverdell ESA Accounts

IRA Application and Transfer / Direct Rollover Form - Z

IRA Application and Transfer / Direct Rollover Form

Download this application to open a NEW Traditional, Roth or SEP IRA. Also download if you wish to transfer or directly rollover an existing IRA or Qualified Retirement Plan to an Alger sponsored IRA.

IRA Beneficiary Designation Form

Download this form to designate a beneficiary or change the current beneficiary on an existing IRA account.

IRA Transfer/Conversion Request Form

Download this combined form and IRA application to convert a Traditional IRA to a Roth IRA account.

IRA Distribution Request Form

Download this form to make a distribution from an existing Traditional, Roth, or SEP IRA account.

Universal IRA Custodial Agreement

Download this information kit for the rules and regulations applicable to Traditional, Roth and SEP IRA accounts.

Coverdell ESA Application and Transfer Request Form

COVERDELL ESA APPLICATION AND TRANSFER REQUEST FORM Download this application to open a NEW Coverdell ESA account. Also download if you wish to transfer an existing ESA to an Alger sponsored ESA.

Coverdell ESA Custodial Agreement

Download this document to review the rules and regulations applicable to Coverdell ESA accounts.

ESA Withdrawal Form

Download this form if you wish to receive a full or partial distribution from your Education Savings Account.

Applications & Forms for Simple IRA Accounts

Simple IRA Application

Download this form for a NEW Simple IRA account. Also download if you wish to transfer an existing Simple IRA to an Alger sponsored simple IRA.

Forms for Existing 403(B)(7) Accounts

403(b)(7) Custodial Account Application

Download this form to open a NEW 403(B)(7) custodial account.

403(B)(7) Beneficiary Designation Form

Download this form to designate a beneficiary or change the current beneficiary on an existing 403(B)(7)account.